0001169232-05-000289.txt : 20120628
0001169232-05-000289.hdr.sgml : 20120628
20050124164135
ACCESSION NUMBER: 0001169232-05-000289
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050124
DATE AS OF CHANGE: 20050124
GROUP MEMBERS: ISRAEL A. ENGLANDER
GROUP MEMBERS: MILLENNIUM MANAGEMENT, L.L.C.
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MILLENCO LP/NY
CENTRAL INDEX KEY: 0001132413
IRS NUMBER: 133532932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-80265
FILM NUMBER: 05544829
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
SC 13G
1
d61935_sc13g.txt
SCHEDULE 13G
UNITED STATES
SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Technology Investment Capital Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
878717305
(CUSIP Number)
January 13, 2005
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule 13G is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
----------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 9 Pages
CUSIP No. 878717305
13G Page 2 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Millenco, L.P.
(I.R.S. Identification No.: 13-3532932)
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES --
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 835,670
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING --
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 835,670
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
835,670
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.3%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN, BD
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 878717305
13G Page 3 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Millennium Management, L.L.C.
(I.R.S. Identification No.: 13-3804139)
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES --
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 835,670
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING --
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 835,670
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
835,670
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.3%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 878717305
13G Page 4 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Israel A. Englander
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES --
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 835,670
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING --
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 835,670
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
835,670
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.3%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 878717305
13G Page 5 of 9 Pages
Item 1.
(a) Name of Issuer
Technology Investment Capital Corp. , a Maryland corporation.
(b) Address of Issuer's Principal Executive Offices:
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH, CT 06830
Item 2(a). Name of Person Filing
Item 2(b). Address of Principal Business Office
Item 2(c). Citizenship
Millenco, L.P.
666 Fifth Avenue
New York, New York 10103
Citizenship: Delaware
Millennium Management, L.L.C.
666 Fifth Avenue
New York, New York 10103
Citizenship: Delaware
Israel A. Englander
c/o Millennium Management, L.L.C.
666 Fifth Avenue
New York, New York 10103
Citizenship: United States
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
878717305
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) |_| Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o).
(b) |_| Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) |_| Insurance company as defined in Section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) |_| Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
CUSIP No. 878717305
13G Page 6 of 9 Pages
(f) |_| An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. [X]
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
As of the date of this filing, each Reporting Person may be deemed
the beneficial owner of 835,670 shares of Common Stock owned by Millenco, L.P.,a
Delaware limited partnership ("Millenco").
Note: The general partner of Millenco is Millennium Management,
L.L.C., a Delaware limited liability company ("Management"). Israel A. Englander
("Mr. Englander") is the managing member of Management. The foregoing should not
be construed in and of itself as an admission by any of Management or Mr.
Englander as to beneficial ownership of the shares owned by Millenco.
(b) Percent of Class:
Approximately 8.3% as of the date of this filing (Based on shares
outstanding reported in Form 10Q dated November 12, 2004).
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
0
(ii) Shared power to vote or to direct the vote
835,670
(iii) Sole power to dispose or to direct the disposition of
0
CUSIP No. 878717305
13G Page 7 of 9 Pages
(iv) Shared power to dispose or to direct the disposition of
835,670
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or
Control Person
Not applicable.
Item 8. Identification and Classification of Members of the Group
This statement is filed by:
(i) Millenco;
(ii) Management, as the general member of Millenco;
(iii) Mr. Englander, as the managing member of Management.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below each of the undersigned certifies that, to the best of
its knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
CUSIP No. 878717305
13G Page 8 of 9 Pages
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, each
of the undersigned certifies that the information with respect to it set forth
in this statement is true, complete, and correct.
Dated: January 21, 2005
MILLENCO, L.P.
By: /s/ Terry Feeney /s/ Israel A. Englander
------------------------------- -----------------------------
Name: Terry Feeney Israel A. Englander
Title: Chief Operating Officer
MILLENNIUM MANAGEMENT, L.L.C.
By: /s/ Terry Feeney
-------------------------------
Name: Terry Feeney
Title: Chief Operating Officer
CUSIP No. 878717305
13G Page 9 of 9 Pages
EXHIBIT I
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that the Schedule
13G filed with the Securities and Exchange Commission on or about the date
hereof with respect to the beneficial ownership by the undersigned of the Common
Stock, par value $0.01 per share, of Technology Investment Capital Corp., a
Maryland corporation, is being filed, and all amendments thereto will be filed,
on behalf of each of the persons and entities named below in accordance with
Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This
Agreement may be executed in two or more counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the same
instrument.
Dated: January 21, 2005
MILLENCO, L.P.
By: /s/ Terry Feeney /s/ Israel A. Englander
------------------------------- -----------------------------
Name: Terry Feeney Israel A. Englander
Title: Chief Operating Officer
MILLENNIUM MANAGEMENT, L.L.C.
By: /s/ Terry Feeney
-------------------------------
Name: Terry Feeney
Title: Chief Operating Officer